Herman Gunter is a CFP-designated registered investment advisor, based in Live Oak, FL, with 24 years of industry experience.
Location
909 North Ohio Avenue, Live Oak, FL, 32064
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Herman sells non-variable insurance, dedicating about 10-20% of his time to this activity. He also operates under the DBA Gunter Financial as a registered investment advisor and serves on the board of a pregnancy care center and the Suwannee County Republican Executive Committee.
Employment History
Current Registrations
Ifp Securities, LLCBroker
Independent Financial Partners
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Mutual Service CorporationBroker
Sagepoint Financial, INC.Broker
American General Securities IncorporatedBroker
Invesco Aim Private Asset Management, INC.
Invesco Aim Distributors, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.