James Fitzpatrick is a CFP-designated registered investment advisor at Ep Wealth Advisors, based in Torrance, CA, with 34 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Tax Planning. Their firm serves 14,834 clients with $36B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
EP Wealth Advisors offers investment management services for a fee based on a percentage of the value of your portfolio. The fee is billed either quarterly in advance or quarterly in arrears. The fees for non-discretionary accounts are higher than those for discretionary accounts. Fees are negotiable based on factors like the size and complexity of the relationship. The firm may combine account values of family members to determine the applicable advisory fee. You can terminate the agreement with written notice and receive a pro-rata refund of unearned fees.
Location
21535 Hawthorne Blvd, Suite 400, Torrance, CA, 90503
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Ep Wealth Advisors
Previous Registrations
Fidelity Personal and Workplace Advisors
Strategic Advisers LLC
Fidelity Brokerage Services LLCBroker
Shopoff Securities, INC.Broker
Metlife Securities INC.Broker
Kbr Capital Markets, LLCBroker
Steadfast Capital Markets Group, LLCBroker
Pacific Cornerstone Capital IncorporatedBroker
Metlife Investors Distribution CompanyBroker
Metlife Investors Distribution CompanyBroker
Equitable Distributors, INC.Broker
VALIC Investment Services CompanyBroker
Public Employees Equities Services CompanyBroker
Metropolitan Life Insurance CompanyBroker
Metlife Securities INC.Broker
Ur Financial, INC.Broker
John Hancock Distributors, INC.Broker
Value Equities CorporationBroker
Mai Securities CorporationBroker
First Investors CorporationBroker
State Registrations1 state
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