William Witherow
William Witherow is a registered investment advisor at Thoroughbred Financial Services, LLC, based in Columbia, TN, with 40 years of industry experience. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 3,400 clients with $3.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
TFS charges a fee based on the amount of assets they manage. The fees are negotiable and can depend on the types of investments, complexity of the portfolio, reporting frequency, and other services provided. Here's a breakdown of the fees for different programs:
- Vanguard/Ascensus: 1% of the account value
- Thoroughbred Program (discretionary or nondiscretionary): 1.75% on the first $1,000,000 of assets, 1.25% on amounts exceeding $1,000,000
- Bond-Timing: 1.75% on accounts up to $500,000, 1.50% on accounts between $500,000 and $1 million, 1.15% on accounts between $1 million and $5 million. Fees are negotiated for accounts over $5 million.
- Cambridge Account (discretionary or nondiscretionary): 1.75% on the first $1,000,000 of assets, 1.25% on amounts exceeding $1,000,000
- Identified Portfolio: Never more than 2.00% of the account
- Identified Manager: Never more than 2.00% of the account
- Envestnet: Never more than 2.50% of the account
- Identified Portfolio (account data not available in electronic format): 1.25% on the first $1,500,000 of assets, 1.00% on amounts exceeding $1,500,000
Location
1517 Hatcher Lane, Columbia, TN, 38401
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
William is the president of Roger Witherow & Assoc, an insurance business, and spends about a quarter of his time on sales and management duties. He also owns real estate, is a partner in a real estate partnership, a member of a chocolate manufacturing/distribution company, and an agent for a cybersecurity monitoring company.
Employment History
Current Registrations
Thoroughbred Financial Services, LLC
Thoroughbred Financial Services, LLCBroker
Previous Registrations
Advanced Financial Planning Securities CorporationBroker
Advanced Financial Planning Securities CorporationBroker
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
Taylor Financial Securities, INC.Broker
Fsc Securities CorporationBroker
Integrated Resources Equity CorporationBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.