Claudia Kane
Claudia Kane is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in El Dorado Hills, CA, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
El Dorado Hills, CA
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2009Other Business Activities
Claudia is an independent contractor for Beacon Wealth Strategies, focusing on investment sales, taking about half of her time. She is also a Certified Divorce Financial Analyst and a referee for U.S. Rowing, dedicating about 10-20% of her time to each.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Raymond James Financial Services, INC.
Previous Registrations
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
Wells Fargo Securities INC.Broker
Intercal Securities CO.Broker
Everen Securities, INC.Broker
Dean Witter Reynolds INC.Broker
MML Investors Services, INC.Broker
Shearson Lehman Hutton INC.Broker
E. F. Hutton & Company INCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.