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CFP
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CFP

Anthony Owings

Raymond James Financial Services Advisors, INC
32 Years of Experience
Rocklin, CA
BrokerSells Insurance
View SEC Summary
View SEC Summary

Anthony Owings is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Rocklin, CA, with 32 years of industry experience. Anthony is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6696 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5701 Lonetree Blvd, Ste 214, Rocklin, CA, 95677

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Anthony is an agent at Legato Financial since 2005, and also works as a Certified Divorce Financial Analyst since 2018, dedicating about 10-20% of his time to this. He also owns a short-term rental condo, and a support company, each requiring minimal time.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 9 mos
Raymond James Financial Services, INC.Broker
July 2001 - Present · 25 yrs 3 mos
Previous Registrations
Raymond James Financial Services
April 2008 - January 2009 · 9 mos
A. G. Edwards & Sons, INC.Broker
May 1994 - August 2001 · 7 yrs 3 mos
State Registrations17 states
AZCAFLIAIDKSMNNCNVOKORRITNTXWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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