Peter Ranta is a registered investment advisor, based in Meridianville, AL, with 40 years of industry experience.
Location
Meridianville, AL
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 1998Denied
Employment History
Current Registrations
Ifp Securities, LLCBroker
May 2019 - Present · 7 yrs
Independent Financial Partners
September 2010 - Present · 15 yrs 8 mos
Previous Registrations
LPL Financial LLCBroker
August 2010 - May 2019 · 8 yrs 9 mos
Morgan Keegan & Company, INC.
December 2006 - August 2010 · 3 yrs 8 mos
Morgan Keegan & Company, INC.Broker
December 2006 - August 2010 · 3 yrs 8 mos
UBS Financial Services INC.
February 2001 - December 2006 · 5 yrs 10 mos
UBS Financial Services INC.Broker
February 2001 - December 2006 · 5 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1986 - June 2001 · 14 yrs 10 mos
Blinder, Robinson & Co.,inc.Broker
July 1985 - May 1986 · 10 mos
State Registrations9 states
ALCAFLGAIANCOHSCTN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.