SG
SG
Stephen Grote is a registered investment advisor at Wells Fargo Advisors, based in Troy, OH, with 40 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
51 S Stanfield Rd, Troy, OH, 45373
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Regulatory History (1)
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Customer Dispute
August 2012Denied
Other Business Activities
Stephen owns 100% of Professional Investment Consulting LLC since 2007. He spends minimal time on this activity, which is related to his investment practice.
Employment History
Current Registrations
Wells Fargo Advisors
October 2007 - Present · 18 yrs 9 mos
Wells Fargo Advisors Financial Network, LLCBroker
October 2007 - Present · 18 yrs 9 mos
Previous Registrations
Wachovia Securities Financial Network, LLCBroker
October 2007 - October 2007 · 0 mos
Wachovia Securities, LLC
May 2000 - October 2007 · 7 yrs 5 mos
Wachovia Securities, LLCBroker
February 1995 - October 2007 · 12 yrs 8 mos
Prudential Securities IncorporatedBroker
August 1987 - March 1995 · 7 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1985 - August 1987 · 2 yrs 1 mo
State Registrations20 states
AZCACOFLGAILINKYMAMDMINCOHPASCTNTXVirgin IslandsWAWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.