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CFP

Brian Merrick

Stratos Wealth Advisors LLC
23 Years of Experience
Troy, OH
View SEC Summary
View SEC Summary

Brian Merrick is a CFP-designated registered investment advisor at Stratos Wealth Advisors LLC, based in Troy, OH, with 23 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 6 more. Their firm serves 5,023 clients with $5.6B in assets under management.

Stratos Wealth Advisors LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
71 advisors
Number of Clients
5,023 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$5.6B

Fee Structure

Minimum Investment:$10K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual advisory fee is 2.0% for advisor-managed non-wrap accounts. Fees are negotiable and vary by program, custodian, and investment representative.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

51 S Stanfield Rd, Troy, OH, 45373

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brian works as an Investment Advisory Representative at Retirement Corporation of America. This is a full-time commitment, with 130 hours spent during trading hours.

Employment History
Current Registrations
Stratos Wealth Advisors LLC
May 2022 - Present · 4 yrs 5 mos
Previous Registrations
Fifth Third Securities, INC.Broker
January 2020 - May 2021 · 1 yr 4 mos
Fifth Third Securities, INC.
January 2020 - May 2021 · 1 yr 4 mos
The Retirement Corporation of America
March 2018 - August 2022 · 4 yrs 5 mos
Ameriprise Financial Services, INC.
October 2015 - February 2018 · 2 yrs 4 mos
Ameriprise Financial Services, INC.Broker
October 2015 - February 2018 · 2 yrs 4 mos
Northwestern Mutual Investment Services, LLCBroker
May 2015 - September 2015 · 4 mos
Ameriprise Financial Services, INC.
April 2012 - March 2015 · 2 yrs 11 mos
Ameriprise Financial Services, INC.Broker
April 2012 - March 2015 · 2 yrs 11 mos
Mfs Fund Distributors, INC.Broker
May 2002 - February 2012 · 9 yrs 9 mos
State Registrations2 states
OHTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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