BM
CFP
BM
CFP

Brian P Merrick

23 Years of Experience
Areas of Practice
Retirement PlanningFinancial Planning & CoachingEducation PlanningEstate PlanningTax PlanningInsurance PlanningBusiness Owners
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
71 advisors
Number of Clients
4,979 clients
Average Client Portfolio
$985K average
Assets Under Management
$4.9B

Fee Structure

Minimum Investment:$10K
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Location

10300 Alliance Rd. Ste 100, Cincinnati, OH, 45249

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brian works as an Investment Advisory Representative at Retirement Corporation of America. This is a full-time commitment, with 130 hours spent during trading hours.

Employment History
Current Registrations
Stratos Wealth Advisors LLC
May 2022 - Present · 3 yrs 9 mos
Previous Registrations
Fifth Third Securities, INC.
January 2020 - May 2021 · 1 yr 4 mos
Fifth Third Securities, INC.Broker
January 2020 - May 2021 · 1 yr 4 mos
The Retirement Corporation of America
March 2018 - August 2022 · 4 yrs 5 mos
Ameriprise Financial Services, INC.Broker
October 2015 - February 2018 · 2 yrs 4 mos
Ameriprise Financial Services, INC.
October 2015 - February 2018 · 2 yrs 4 mos
Northwestern Mutual Investment Services, LLCBroker
May 2015 - September 2015 · 4 mos
Ameriprise Financial Services, INC.Broker
April 2012 - March 2015 · 2 yrs 11 mos
Ameriprise Financial Services, INC.
April 2012 - March 2015 · 2 yrs 11 mos
Mfs Fund Distributors, INC.Broker
May 2002 - February 2012 · 9 yrs 9 mos
State Registrations2 states
OHTX
Advisor
Exams
No exam information available for this advisor.
Brian P Merrick - Financial Advisor | TrueAdvisor