Erik Fors is a registered investment advisor at Morgan Stanley, based in Minneapolis, MN, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
225 South 6th Street, Minneapolis, MN, 55402
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2009Denied
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
March 2007 - April 2007 · 1 mo
Morgan Stanley Dw INC.Broker
March 2007 - April 2007 · 1 mo
RBC Dain Rauscher INC.Broker
February 2001 - March 2007 · 6 yrs 1 mo
U.S. Bancorp Piper Jaffray INC.Broker
July 1994 - February 2001 · 6 yrs 7 mos
Painewebber IncorporatedBroker
August 1990 - July 1994 · 3 yrs 11 mos
Lehman Brothers INC.Broker
May 1989 - September 1990 · 1 yr 4 mos
Drexel Burnham Lambert IncorporatedBroker
November 1987 - June 1989 · 1 yr 7 mos
State Registrations35 states
AKAZCACOCTFLGAHIIAILKSMAMDMIMNMOMSNCNDNENJNMNVNYOHORSCSDTXUTVAWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.