Samantha Becker is a registered investment advisor at Morgan Stanley, based in Bangor, ME, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
23 Water Street, 3rd Floor, Bangor, ME, 04401
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
October 2018 - Present · 7 yrs 7 mos
Morgan StanleyBroker
October 2018 - Present · 7 yrs 7 mos
Previous Registrations
Morgan Stanley
June 2009 - May 2018 · 8 yrs 11 mos
Morgan StanleyBroker
June 2009 - May 2018 · 8 yrs 11 mos
Morgan Stanley & CO. IncorporatedBroker
January 2008 - June 2009 · 1 yr 5 mos
Morgan Stanley & CO. Incorporated
January 2008 - June 2009 · 1 yr 5 mos
UBS Financial Services INC.
September 2002 - January 2008 · 5 yrs 4 mos
UBS Financial Services INC.Broker
March 1989 - January 2008 · 18 yrs 10 mos
State Registrations45 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.