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Craig Herrington

Stifel, Nicolaus & Company, Incorporated
41 Years of Experience
St. Joseph, MI
1 DisclosureBroker
View SEC Summary
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Craig Herrington is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in St. Joseph, MI, with 41 years of industry experience. Craig is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4097 Hollywood Road, St. Joseph, MI, 49085

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2008
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Craig is the owner of C&T Family Properties, LLC, a real estate venture, and a managing partner of Free Time, LLC, a private plane ownership company. These activities require minimal time and are not investment-related.

Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
March 2012 - Present · 14 yrs 7 mos
Stifel, Nicolaus & Company, Incorporated
March 2012 - Present · 14 yrs 7 mos
Previous Registrations
Wells Fargo Advisors, LLCBroker
January 2008 - March 2012 · 4 yrs 2 mos
Wells Fargo Advisors, LLC
January 2008 - March 2012 · 4 yrs 2 mos
A. G. Edwards & Sons, INC.
July 2006 - January 2008 · 1 yr 6 mos
A. G. Edwards & Sons, INC.Broker
May 1990 - January 2008 · 17 yrs 8 mos
Edward D. Jones & CO., L.P.Broker
July 1985 - May 1990 · 4 yrs 10 mos
State Registrations32 states
ARAZCACOFLGAILINKYMAMDMIMNMONCNHNJNVNYOHOKORPASCTNTXUTVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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