RB
RB

Ramon Bowers

40 Years of Experience
Houston, TX
1 DisclosureBroker

Ramon Bowers is a registered investment advisor at Ameriprise Financial Services, LLC, based in Houston, TX, with 40 years of industry experience. Ramon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

Loading...

Location

800 Bering Dr Ste 105, Houston, TX, 77057

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 1999
Settled
Other Business Activities

Ramon has a business ownership activity that started in 2012, dedicating minimal time to it. This activity is not investment-related.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
April 2017 - Present · 9 yrs 5 mos
Ameriprise Financial Services, LLC
April 2017 - Present · 9 yrs 5 mos
Ameriprise Financial Services, LLCBroker
April 2017 - Present · 9 yrs 5 mos
Previous Registrations
UBS Financial Services INC.
May 1995 - May 2017 · 22 yrs
UBS Financial Services INC.Broker
May 1995 - May 2017 · 22 yrs
Lehman Brothers INC.Broker
October 1989 - May 1995 · 5 yrs 7 mos
Brighton Financial Group, INC.Broker
August 1986 - February 1990 · 3 yrs 6 mos
First Securities Corporation of the SouthwestBroker
July 1985 - October 1986 · 1 yr 3 mos
State Registrations7 states
COGALAMDNYTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ramon Bowers - Financial Advisor | TrueAdvisor