KL
KL

Katherine Landing

40 Years of Experience
Mt. Pleasant, SC
Broker

Katherine Landing is a registered investment advisor at Raymond James & Associates, INC., based in Mt. Pleasant, SC, with 40 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

28 Bridgeside Blvd., Suite 203, Mt. Pleasant, SC, 29464

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Katherine serves as a state representative for South Carolina House District 80 since February 2022. This political activity requires minimal time.

Employment History
Current Registrations
Raymond James & Associates, INC.
September 2008 - Present · 17 yrs 8 mos
Raymond James & Associates, INC.
August 2008 - Present · 17 yrs 9 mos
Raymond James & Associates, INC.Broker
August 2008 - Present · 17 yrs 9 mos
Previous Registrations
UBS Financial Services INC.
December 2001 - September 2008 · 6 yrs 9 mos
UBS Financial Services INC.Broker
April 1994 - September 2008 · 14 yrs 5 mos
J.C. Bradford & CO.Broker
April 1990 - April 1994 · 4 yrs
First Investors CorporationBroker
July 1985 - February 1990 · 4 yrs 7 mos
State Registrations24 states
ALAZCACTFLGAILKSMIMONCNJNMNVNYOHORPASCTNTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Katherine Landing - Financial Advisor | TrueAdvisor