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Daniel O'halloran

Asset Strategies, INC
41 Years of Experience
Lisle, IL
1 DisclosureBrokerSells Insurance
View SEC Summary
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Daniel O'halloran is a registered investment advisor at Asset Strategies, INC, based in Lisle, IL, with 41 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 1 more. Their firm serves 193 clients with $60M in assets under management.

Asset Strategies, INC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
193 clients
Average Client Portfolio
$309K average
Assets Under Management
$59.7M

Fee Structure

Minimum Investment:$250K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K1.00%
$500K+0.75%

Fees are negotiable based on account size, portfolio composition, complexity, and other factors.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4722 Main St., Lisle, IL, 60532

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2000
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Daniel is involved with Kando Partners Inc., Chicago Business Managers LLC, Chicago Capital Management Advisors LLC, and Upward Foundation. He is also affiliated with American Trust Insurance Group, Inc. and American Trust Investment Advisory Group, and sells fixed insurance products.

Employment History
Current Registrations
Asset Strategies, INC
August 2023 - Present · 3 yrs 2 mos
American Trust Investment Services Advisory, INC.
February 2019 - Present · 7 yrs 8 mos
American Trust Investment Services, INC.Broker
January 2015 - Present · 11 yrs 9 mos
Chicago Capital Management Advisors, LLC
December 2004 - Present · 21 yrs 10 mos
Previous Registrations
Asset Strategies, INC
July 2023 - December 2024 · 1 yr 5 mos
American Trust Investment Services Advisory
February 2015 - April 2019 · 4 yrs 2 mos
Lasalle St. Investment Advisors, L.L.C.
January 2006 - December 2014 · 8 yrs 11 mos
Lasalle St Securities, L.L.C.Broker
November 2000 - December 2014 · 14 yrs 1 mo
Barron Chase Securities, INC.Broker
October 1990 - November 2000 · 10 yrs 1 mo
Vanderbilt Securities, INC.Broker
June 1990 - June 1992 · 2 yrs
B C Financial CorporationBroker
November 1988 - May 1990 · 1 yr 6 mos
Blinder, Robinson & CO., INC.Broker
July 1985 - November 1988 · 3 yrs 4 mos
State Registrations42 states
ALARAZCACOCTDCFLGAIDILINKSKYLAMAMDMEMIMNMONCNENJNMNVNYOHOKPAPRSCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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