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Kristopher Kessler

Asset Strategies, INC
23 Years of Experience
Lisle, IL
2 DisclosuresBroker
View SEC Summary
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Kristopher Kessler is a registered investment advisor at Asset Strategies, INC, based in Lisle, IL, with 23 years of industry experience. Kristopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 1 more. Their firm serves 193 clients with $60M in assets under management.

Asset Strategies, INC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
193 clients
Average Client Portfolio
$309K average
Assets Under Management
$59.7M

Fee Structure

Minimum Investment:$250K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K1.00%
$500K+0.75%

Fees are negotiable based on account size, portfolio composition, complexity, and other factors.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4722 Main St., Lisle, IL, 60532

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
July 2024
Final
Regulatory
December 2014
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Kristopher is the managing member of AmTru Ventures Manager, LLC since March 2024. This requires minimal time and may occur during market hours.

Employment History
Current Registrations
Asset Strategies, INC
September 2023 - Present · 3 yrs 1 mo
Chicago Capital Management Advisors, LLC
October 2020 - Present · 6 yrs
American Trust Investment Services, INC.Broker
July 2020 - Present · 6 yrs 3 mos
Previous Registrations
Asset Strategies, INC
July 2023 - December 2024 · 1 yr 5 mos
Westpark Capital, INC.
July 2016 - June 2020 · 3 yrs 11 mos
Westpark Capital, INC.Broker
July 2016 - June 2020 · 3 yrs 11 mos
Newport Coast Securities, INC.Broker
September 2007 - August 2016 · 8 yrs 11 mos
Newport Coast Asset Management
September 2007 - August 2016 · 8 yrs 11 mos
Brookstreet Capital Management
May 2005 - June 2007 · 2 yrs 1 mo
Brookstreet Securities CorporationBroker
May 2005 - June 2007 · 2 yrs 1 mo
Wm Financial Services, INC.Broker
March 2004 - May 2005 · 1 yr 2 mos
Wm Financial Services, INC.
March 2004 - May 2005 · 1 yr 2 mos
Wm Financial Services, INC.Broker
June 2003 - February 2004 · 8 mos
Wm Financial Services, INC.
June 2003 - February 2004 · 8 mos
American Express Financial Advisors, INC.
October 2002 - June 2003 · 8 mos
American Express Financial Advisors INC.Broker
September 2002 - June 2003 · 9 mos
Ids Life Insurance CompanyBroker
September 2002 - June 2003 · 9 mos
State Registrations8 states
CAFLILINNCNMOHTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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