Roderick Gosa
Roderick Gosa is a registered investment advisor at Ameriprise Financial Services, LLC, based in Mason, OH, with 30 years of industry experience. Roderick is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.
Fee Estimator
Location
7588 Central Parke Blvd, Ste 326, Mason, OH, 45040-6860
Get directionsHistory
Regulatory History (5)
Customer Dispute
March 2026Judgment / Lien
October 2018Judgment / Lien
August 2015Customer Dispute
January 2005Judgment / Lien
June 2004Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Ids Life Insurance CompanyBroker
Dean Witter Reynolds INC.Broker
Pruco Securities CorporationBroker
MML Investors Services, INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Steven HorsleyAmeriprise Financial Services, LLC
- Robert PattonAmeriprise Financial Services, LLC
- William Parker, ChFCState Farm Investment Management CORP.
- Dianna Knudsen, CFPRaymond James Financial Services Advisors, INC
- Charles Maxim, CFPLPL Financial LLC
- Frederick Gartenlaub, CFPSound Asset Management, INC.