TrueAdvisor
TrueAdvisor
JI
JI

Joseph Iovino

Oppenheimer & CO. INC.
39 Years of Experience
Florham Park, NJ
7 DisclosuresBroker
View SEC Summary
View SEC Summary

Joseph Iovino is a registered investment advisor at Oppenheimer & CO. INC., based in Florham Park, NJ, with 39 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 39,036 clients with $37B in assets under management.

Oppenheimer & CO. INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1155 advisors
Number of Clients
39,036 clients
Average Client Portfolio
$940K average
Assets Under Management
$36.7B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum asset-based fees are up to 2.5% for the FAM program and up to 2.25% for the Preference program. Fees vary by program and are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

200 Park Avenue, Suite 150, Florham Park, NJ, 07932

Get directions

History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2011
Settled
Customer Dispute
October 2009
Settled
Regulatory
December 2002
Final
Customer Dispute
January 2001
Settled
Regulatory
May 1994
Final
Customer Dispute
July 1992
Settled
Employment Separation After Allegations
June 1992
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Oppenheimer & CO. INC.
July 2019 - Present · 7 yrs 3 mos
Oppenheimer & CO. INC.Broker
January 2002 - Present · 24 yrs 9 mos
Previous Registrations
Josephthal & CO., INC.Broker
July 1992 - January 2002 · 9 yrs 6 mos
Prudential Securities IncorporatedBroker
April 1991 - June 1992 · 1 yr 2 mos
Lehman Brothers INC.Broker
March 1988 - May 1991 · 3 yrs 2 mos
E. F. Hutton & Company INCBroker
September 1987 - March 1988 · 6 mos
Securities Settlement CorporationBroker
January 1987 - August 1987 · 7 mos
State Registrations15 states
CACTDEFLKSNCNJNYOHPARISCTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Florham Park, NJ →All financial advisors in New Jersey →