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Daniel Odell

Oppenheimer & CO. INC.
31 Years of Experience
Florham Park, NJ
3 DisclosuresBroker
View SEC Summary
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Daniel Odell is a registered investment advisor at Oppenheimer & CO. INC., based in Florham Park, NJ, with 31 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 39,036 clients with $37B in assets under management.

Oppenheimer & CO. INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1155 advisors
Number of Clients
39,036 clients
Average Client Portfolio
$940K average
Assets Under Management
$36.7B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum asset-based fees are up to 2.5% for the FAM program and up to 2.25% for the Preference program. Fees vary by program and are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

200 Park Avenue, Suite 150, Florham Park, NJ, 07932

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2009
Denied
Customer Dispute
March 2006
Denied
Customer Dispute
April 1999
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Oppenheimer & CO. INC.
November 2007 - Present · 18 yrs 11 mos
Oppenheimer & CO. INC.Broker
November 2007 - Present · 18 yrs 11 mos
Previous Registrations
H&r Block Financial Advisors, INC.
August 2003 - November 2007 · 4 yrs 3 mos
H&r Block Financial Advisors, INC.Broker
May 2003 - November 2007 · 4 yrs 6 mos
Assent LLCBroker
March 2003 - May 2003 · 2 mos
Andover Brokerage, L.L.C.Broker
October 2002 - March 2003 · 5 mos
H&r Block Financial Advisors, INC.Broker
January 1994 - October 2000 · 6 yrs 9 mos
Investors Associates, INC.Broker
February 1993 - December 1993 · 10 mos
State Registrations11 states
CADCDEFLGAMONCNJNYPATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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