Michael Bergin
Michael Bergin is a registered investment advisor at Cetera Investment Advisers LLC, based in Eatontown, NJ, with 40 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
442 Highway 35 South, Bldg A 1st Floor, Eatontown, NJ, 07724
Get directionsHistory
Regulatory History (6)
Financial
November 2024Judgment / Lien
September 2013Regulatory
March 1999Regulatory
December 1998Regulatory
October 1997Regulatory
March 1990Other Business Activities
Michael is the sole managing member and operating manager of Havana Dublin Capital, LLC, managing branch expenses and paying salaried employees, dedicating a few hours per week. He also owns a digital self-publishing business and the website Eatontownadvisors.com, spending minimal time on the former and about a quarter of his time on the latter.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
National Asset Management, INC.
Vfinance Investments, INCBroker
National Securities CorporationBroker
J.P. Turner & Company, L.L.C.Broker
Salomon Grey Financial CorporationBroker
National Securities CorporationBroker
The Agean Group, INCBroker
H.J. Meyers & CO., INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.