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Samuel Mangiapane

13 Years of Experience
Eatontown, NJ
1 DisclosureBroker

Samuel Mangiapane is a registered investment advisor at Cetera Investment Advisers LLC, based in Eatontown, NJ, with 13 years of industry experience. Samuel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

442 Highway 35 South, Bldg A 1st Floor, Eatontown, NJ, 07724

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History

Regulatory History (1)
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Employment Separation After Allegations
March 2020
Other Business Activities

Samuel is the owner/managing principal of Mint Financial Services LLC, dedicating about a quarter of his time to it, including some hours during trading. He also is a partner in a power washing business and owns seasonal rental property, dedicating minimal time to each.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLC
June 2022 - Present · 3 yrs 11 mos
Cetera Advisors LLCBroker
June 2022 - Present · 3 yrs 11 mos
Previous Registrations
Cetera Advisors LLC
July 2022 - March 2024 · 1 yr 8 mos
National Asset Management, INC.
May 2020 - July 2022 · 2 yrs 2 mos
National Securities CorporationBroker
May 2020 - July 2022 · 2 yrs 2 mos
Morgan Stanley
January 2013 - April 2020 · 7 yrs 3 mos
Morgan StanleyBroker
December 2012 - April 2020 · 7 yrs 4 mos
State Registrations7 states
CAFLMDNJNYOHSC
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Samuel Mangiapane - Financial Advisor | TrueAdvisor