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Richard Hausler

Wells Fargo Advisors
40 Years of Experience
Red Bank, NJ
1 DisclosureBroker
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Richard Hausler is a registered investment advisor at Wells Fargo Advisors, based in Red Bank, NJ, with 40 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

331 Newman Springs Rd, Bldg 2, 3rd Fl, Red Bank, NJ, 07701

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2005
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
January 2021 - Present · 5 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
January 2021 - Present · 5 yrs 9 mos
Previous Registrations
UBS Financial Services INC.Broker
September 2010 - February 2021 · 10 yrs 5 mos
UBS Financial Services INC.
September 2010 - February 2021 · 10 yrs 5 mos
Morgan Stanley Smith Barney LLC
June 2009 - October 2010 · 1 yr 4 mos
Morgan Stanley Smith BarneyBroker
June 2009 - October 2010 · 1 yr 4 mos
Citigroup Global Markets INC.
April 2003 - June 2009 · 6 yrs 2 mos
Citigroup Global Markets INC.Broker
April 2003 - June 2009 · 6 yrs 2 mos
Merrill Lynch Pierce Fenner & Smith INC.
December 1992 - April 2003 · 10 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1986 - April 2003 · 17 yrs 1 mo
State Registrations20 states
AZCACOCTDCDEFLHIMAMDMINCNJNVNYPASCTNUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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