Roger Balser
Roger Balser is a registered investment advisor at Balser Wealth Management, LLC, based in Avon, OH, with 20 years of industry experience. Roger operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44 clients with $15M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Balser Wealth Management charges a percentage of the assets they manage for you. The annual fee is billed quarterly in advance, based on the value of your account. The fees are:
- Up to $250,000: 3.00%
- $250,001 to $500,000: 2.90%
- $500,001 to $1,000,000: 2.80%
- Above $1,000,000: 2.75%
In some cases, clients may be charged a fixed fee, with a minimum of $2,000 annually or $500 per quarter. Fees are negotiable.
Location
Avon, OH
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
December 2004Employment History
Current Registrations
Balser Wealth Management, LLC
Previous Registrations
Sagepoint Financial, INC.
Sunamerica Securities, INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.