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Roger Balser

Balser Wealth Management, LLC
20 Years of Experience
Avon, OH
1 Disclosure
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Roger Balser is a registered investment advisor at Balser Wealth Management, LLC, based in Avon, OH, with 20 years of industry experience. Roger operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Federal Employees, Investment Management, Retirement Planning. Their firm serves 44 clients with $16M in assets under management.

Balser Wealth Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
44 clients
Average Client Portfolio
$364K average
Assets Under Management
$16.0M

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Minimum Annual Fee:$2,000
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K3.00%
$250K - $500K2.90%
$500K - $1.0M2.80%
$1M+2.75%

Fees are negotiable depending on individual client circumstances. Family member account values may be combined to reach lower fee tiers.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Avon, OH

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History

Regulatory History (1)
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Employment Separation After Allegations
December 2004
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Employment History
Current Registrations
Balser Wealth Management, LLC
February 2012 - Present · 14 yrs 8 mos
Previous Registrations
Sagepoint Financial, INC.
October 2005 - January 2011 · 5 yrs 3 mos
Sunamerica Securities, INC.
February 2005 - October 2005 · 8 mos
State Registrations2 states
OHTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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