Christopher Sullivan
Christopher Sullivan is a CFP-designated registered investment advisor at Sequent Planning, LLC, based in Bethel Island, CA, with 40 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 5 more. Their firm serves 6,015 clients with $590M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.75% |
Sequent Planning sets an annual fee cap of 1.75%. Individual investment adviser representatives have discretion to set fees within this limit, and fees are negotiable.
Fee Estimator
Location
Bethel Island, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Christopher has been an insurance agent since 1986, offering insurance products and services to clients and prospects, dedicating about half of his time to this activity. He also serves as a volunteer President of a non-profit association, Discovery Bay Recreation & Sports, Inc., spending minimal time on this.
Employment History
Current Registrations
Sequent Planning, LLC
Previous Registrations
Mutual of Omaha Investor Services, INC.
Mutual of Omaha Investor Services, INC.Broker
Bcg Securities, INC.Broker
Mutual of Omaha Investor Services, INC.Broker
Pruco Securities CorporationBroker
Freeman Financial Services CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.