WH
WH
William Hudson
40 Years of Experience
Pulteney, NY
3 DisclosuresBroker
William Hudson is a registered investment advisor at Raymond James & Associates, INC., based in Pulteney, NY, with 40 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
14794 West Lake Road, Pulteney, NY, 14874
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2004Settled
Customer Dispute
February 2002Settled
Customer Dispute
November 2000Denied
Employment History
Current Registrations
Raymond James & Associates, INC.
May 2024 - Present · 2 yrs 2 mos
Raymond James & Associates, INC.
May 2024 - Present · 2 yrs 2 mos
Raymond James & Associates, INC.Broker
May 2024 - Present · 2 yrs 2 mos
Previous Registrations
UBS Financial Services INC.
August 1995 - May 2024 · 28 yrs 9 mos
UBS Financial Services INC.Broker
January 1995 - May 2024 · 29 yrs 4 mos
Kidder, Peabody & CO. IncorporatedBroker
November 1993 - January 1995 · 1 yr 2 mos
Smith Barney Shearson INC.Broker
July 1993 - December 1993 · 5 mos
Lehman Brothers INC.Broker
March 1988 - July 1993 · 5 yrs 4 mos
Dean Witter Reynolds INC.Broker
September 1985 - March 1988 · 2 yrs 6 mos
State Registrations27 states
ALAZCACOCTFLGAILINKYMAMDMIMNMOMTNCNYOHORPATNTXUTVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.