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Daniel Kempker

40 Years of Experience
Holland - Downtown, MI
2 DisclosuresBroker

Daniel Kempker is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Holland - Downtown, MI, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

85 E Eighth Street, Suite 350, Holland - Downtown, MI, 49423

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2017
Settled
Customer Dispute
May 2017
Denied
Other Business Activities

Daniel is a partner in HL Partners, a real estate venture, spending minimal time collecting rent. He is also a real estate partner in SDS Partners, dedicating minimal time to the activity.

Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
October 2019 - Present · 6 yrs 7 mos
Robert W. Baird & CO. IncorporatedBroker
October 2019 - Present · 6 yrs 7 mos
Previous Registrations
J.J.B. Hilliard, W.L. Lyons, LLC
October 2010 - October 2019 · 9 yrs
J.J.B. Hilliard, W.L. Lyons, LLCBroker
May 1994 - October 2019 · 25 yrs 5 mos
Fmb Investment ServicesBroker
April 1991 - May 1994 · 3 yrs 1 mo
Dominick & Dominick, IncorporatedBroker
October 1988 - April 1991 · 2 yrs 6 mos
Dominick & Dominick, IncorporatedBroker
August 1986 - October 1988 · 2 yrs 2 mos
Edward D. Jones & CO., L.P.Broker
August 1985 - April 1986 · 8 mos
State Registrations34 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.