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Thomas Stanley

Robert W. Baird & CO. Incorporated
40 Years of Experience
Holland - Downtown, MI
4 DisclosuresBroker
View SEC Summary
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Thomas Stanley is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Holland - Downtown, MI, with 40 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 3 more. Their firm serves 241,359 clients with $390B in assets under management.

Robert W. Baird & CO. Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2620 advisors
Number of Clients
241,359 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$394.1B

Fee Structure

Investment management only (planning not offered)

Robert W. Baird & Co. charges an ongoing annual fee for portfolio management, which is bundled with trade execution and custody services as part of a wrap fee program. The specific fee amount depends on the chosen program, strategy, and the size of your portfolio, and is generally calculated as a percentage of the assets they manage for you. Additional costs may apply if managers execute trades away from Baird or if you utilize specialized overlay services.

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Location

85 E Eighth Street, Suite 350, Holland - Downtown, MI, 49423

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2009
Denied
Customer Dispute
July 2008
Denied
Customer Dispute
September 2001
Denied
Customer Dispute
April 2001
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Thomas is involved with C & M Mausoleum through Fitzgerald Group. He devotes no time to this outside business activity.

Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
October 1997 - Present · 29 yrs
Robert W. Baird & CO. IncorporatedBroker
June 1994 - Present · 32 yrs 4 mos
Previous Registrations
Everen Securities, INC.Broker
September 1990 - June 1994 · 3 yrs 9 mos
Blunt Ellis & Loewi IncorporatedBroker
February 1990 - September 1990 · 7 mos
Shearson Lehman Hutton INC.Broker
April 1988 - February 1990 · 1 yr 10 mos
E. F. Hutton & Company INCBroker
January 1986 - April 1988 · 2 yrs 3 mos
State Registrations26 states
ALARAZCACOFLGAIAILINKSMDMEMIMNMONCNYOHOKPATNTXWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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