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Thomas Stanley

40 Years of Experience
Holland - Downtown, MI
4 DisclosuresBroker

Thomas Stanley is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Holland - Downtown, MI, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

85 E Eighth Street, Suite 350, Holland - Downtown, MI, 49423

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2009
Denied
Customer Dispute
July 2008
Denied
Customer Dispute
September 2001
Denied
Customer Dispute
April 2001
Award / Judgment
Other Business Activities

Thomas is involved with C & M Mausoleum through Fitzgerald Group. He devotes no time to this outside business activity.

Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
October 1997 - Present · 28 yrs 7 mos
Robert W. Baird & CO. IncorporatedBroker
June 1994 - Present · 31 yrs 11 mos
Previous Registrations
Everen Securities, INC.Broker
September 1990 - June 1994 · 3 yrs 9 mos
Blunt Ellis & Loewi IncorporatedBroker
February 1990 - September 1990 · 7 mos
Shearson Lehman Hutton INC.Broker
April 1988 - February 1990 · 1 yr 10 mos
E. F. Hutton & Company INCBroker
January 1986 - April 1988 · 2 yrs 3 mos
State Registrations26 states
ALARAZCACOFLGAIAILINKSMDMEMIMNMONCNYOHOKPATNTXWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thomas Stanley - Financial Advisor | TrueAdvisor