LB
LB
Leo Bazile
14 Years of Experience
New York, NY
3 DisclosuresBroker
Leo Bazile is a registered investment advisor at Cetera Investment Advisers LLC, based in New York, NY, with 14 years of industry experience. Leo operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
New York, NY
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Regulatory History (3)
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Judgment / Lien
July 2018Judgment / Lien
May 2018Judgment / Lien
February 2017Other Business Activities
Leo is the owner and sole proprietor of Baz-Tax Financial Services, providing tax preparation and problem resolution services. This occupies nearly all of Leo's time, with half of that time dedicated to securities trading.
Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2025 - Present · 1 yr
Cetera Wealth Services, LLCBroker
September 2025 - Present · 1 yr
Previous Registrations
Avantax Advisory Services
September 2021 - September 2025 · 4 yrs
Avantax Investment Services, INC.Broker
December 2012 - September 2025 · 12 yrs 9 mos
First Investors CorporationBroker
August 1985 - June 1986 · 10 mos
State Registrations4 states
MDMINYPA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.