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Peter Clarke

40 Years of Experience
Atlanta, GA
2 DisclosuresBroker

Peter Clarke is a registered investment advisor at Rockefeller Capital Management, based in Atlanta, GA, with 40 years of industry experience. Peter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 5,636 clients with $33B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
338 advisors
Number of Clients
5,636 clients
Average Client Portfolio
$5.8M average
Assets Under Management
$32.6B

Fee Structure

Investment management only (planning not offered)

RAM's fees for separately managed accounts typically range from 0.50% to 1.5% annually for equity strategies and from 0.10% to 0.75% annually for fixed income strategies, depending on the investment strategy and the amount invested. Some fixed income strategies are available at no fee to private wealth clients through a wrap fee program. The standard fee for the Long/Short Equity Strategy is 1.5% annually plus a 20% performance fee. The standard fee for the FinTech Venture Capital strategy is 2.0% annually plus a 20% carried interest. The standard fee for its Growth Equity strategy is a 2.0% annual investment advisory fee (with the fee rate stepping down after the investment period) and a 20% carried interest, subject to a preferred return.

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Location

3060 Peachtree Road, NW, Suite 110, Atlanta, GA, 30305

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2023
Settled
Customer Dispute
August 1997
Settled
Other Business Activities

Peter serves on the investment committee for the Hospice Foundation of Palm Beach, reviewing investments and evaluating performance. This activity, which is investment-related, requires minimal time.

Employment History
Current Registrations
Rockefeller Capital Management
March 2024 - Present · 2 yrs 2 mos
Rockefeller Capital Management
November 2021 - Present · 4 yrs 6 mos
Rockefeller Financial LLCBroker
November 2021 - Present · 4 yrs 6 mos
Previous Registrations
Truist Advisory Services, INC.
February 2021 - November 2021 · 9 mos
Truist Investment Services, INC.Broker
February 2021 - November 2021 · 9 mos
Bb&t Securities, LLC
January 2013 - February 2021 · 8 yrs 1 mo
Bb&t Securities, LLCBroker
January 2013 - February 2021 · 8 yrs 1 mo
Scott & Stringfellow, LLCBroker
June 2009 - January 2013 · 3 yrs 7 mos
Scott & Stringfellow, LLC
June 2009 - January 2013 · 3 yrs 7 mos
Wells Fargo Advisors, LLCBroker
October 1999 - June 2009 · 9 yrs 8 mos
Wells Fargo Advisors, LLC
January 1991 - June 2009 · 18 yrs 5 mos
First Union Capital Markets CORP.Broker
March 1988 - October 1999 · 11 yrs 7 mos
Dean Witter Reynolds INC.Broker
September 1985 - March 1988 · 2 yrs 6 mos
State Registrations32 states
ALCACOCTDCDEFLGAILINLAMAMDMIMNMTNCNHNJNYOHPASCSDTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.