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George Hawkins

38 Years of Experience
Houston, TX
3 DisclosuresBroker

George Hawkins is a registered investment advisor at Equitable Advisors, LLC, based in Houston, TX, with 38 years of industry experience. George operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning, and 1 more. Their firm serves 69,432 clients with $38B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4570 advisors
Number of Clients
69,432 clients
Average Client Portfolio
$548K average
Assets Under Management
$38.0B

Fee Structure

Planning is included in investment management (also available separately)

Equitable Advisors offers investment management through LPL Financial programs and third-party asset managers (TAMPs). Fees vary depending on the program and assets invested.

For LPL programs like SAM, fees are based on a percentage of your portfolio. In some cases, you can choose whether to pay transaction charges directly or have the advisor pay them, which affects the overall advisory fee.

When using TAMPs, the fees are determined by the TAMP and a portion is paid to Equitable Advisors. The specific fees, minimums, and arrangements vary by TAMP, so it's important to review their brochures.

Equitable Advisors also offers ERISA fiduciary services to retirement plans, with fees determined by the specific services provided.

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Location

3200 Southwest Fwy, #1800, Houston, TX, 77027

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2015
Settled
Customer Dispute
July 2005
Denied
Customer Dispute
November 2002
Settled
Other Business Activities

George is a board member for Space City Winds and involved with Legacy Community Health through multiple board and committee positions. These activities require minimal time each month.

Employment History
Current Registrations
Equitable Advisors, LLCBroker
November 1998 - Present · 27 yrs 6 mos
Equitable Advisors, LLC
November 1998 - Present · 27 yrs 6 mos
Previous Registrations
The Equitable Life Assurance Society of the United StatesBroker
November 1998 - January 2000 · 1 yr 2 mos
Birchtree Financial Services, INC.Broker
December 1996 - December 1996 · 0 mos
Grigsby, Brandford & CO., INC.Broker
October 1995 - November 1996 · 1 yr 1 mo
Southwest Securities, INC.Broker
April 1995 - August 1995 · 4 mos
The G.M.S. Group, INC.Broker
April 1995 - April 1995 · 0 mos
Westcap Government Securities, INC.Broker
July 1987 - August 1994 · 7 yrs 1 mo
Westcap Securities, L.P.Broker
August 1985 - April 1995 · 9 yrs 8 mos
State Registrations27 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.