Richard Zorena is a registered investment advisor at UBS Financial Services INC., based in New Haven, CT, with 40 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.
Location
1 Century Tower 265 Church Street, Suite 1102, New Haven, CT, 06510
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Richard is a board member for the Orange Chamber of Commerce, promoting business within Orange since 2012. He is also a board member for the Rotary Club of Orange, participating in board meetings and voting on club issues since 2023.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Legg Mason Wood Walker, IncorporatedBroker
Painewebber IncorporatedBroker
First Jersey Securities, INC.Broker
State Registrations24 states
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