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John Rizzo

40 Years of Experience
Lawrenceville, NJ
Broker

John Rizzo is a registered investment advisor at Morgan Stanley, based in Lawrenceville, NJ, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1200 Lenox Drive, Suite 300, Lawrenceville, NJ, 08648

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

John acts as a Power of Attorney (POA) since 2022. This activity is investment-related and occurs during business hours.

Employment History
Current Registrations
Morgan Stanley
October 2020 - Present · 5 yrs 9 mos
Morgan StanleyBroker
October 2020 - Present · 5 yrs 9 mos
Previous Registrations
Morgan Stanley
August 2010 - April 2020 · 9 yrs 8 mos
Morgan StanleyBroker
August 2010 - April 2020 · 9 yrs 8 mos
UBS Financial Services INC.
April 2002 - August 2010 · 8 yrs 4 mos
UBS Financial Services INC.Broker
August 1985 - August 2010 · 25 yrs
State Registrations32 states
AZCACOCTDCDEFLGAILKSLAMAMDMEMIMNMONCNHNJNYOHPARISCTNTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Rizzo - Financial Advisor | TrueAdvisor