Steven Feldstein
Steven Feldstein is a CFP, ChFC-designated registered investment advisor at Feldstein, Steven DBA Steven Feldstein & Associates, based in Basking Ridge, NJ, with 40 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 526 clients with $160M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Clients with fixed income only portfolios have the following fee schedule: 0.50% for the first $3 million, 0.25% for everything over $3 million.
Fee Estimator
Location
Basking Ridge, NJ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Steven is affiliated with Steven Feldstein and Associates (SFA), an investment advisory firm, and Feldstein Financial Group. He also writes insurance with various insurance agencies.
Employment History
Current Registrations
Feldstein, Steven DBA Steven Feldstein & Associates
Feldstein Financial Group, LLCBroker
Previous Registrations
Clearing Services of America, INC.Broker
First Allied Securities, INC.Broker
First Allied Securities, INC.Broker
First Affiliated SecuritiesBroker
MML Investors Services, INC.Broker
Advantage Capital CorporationBroker
Aetna Life Insurance and Annuity CompanyBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.