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CFP

Pai-Su Kang

Cambridge Investment Research Advisors, INC.
27 Years of Experience
Basking Ridge, NJ
1 DisclosureBrokerSells Insurance
View SEC Summary
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Pai-Su Kang is a CFP-designated registered investment advisor at Cambridge Investment Research Advisors, INC., based in Basking Ridge, NJ, with 27 years of industry experience. Pai-Su is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 361,213 clients with $140B in assets under management.

Cambridge Investment Research Advisors, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3940 advisors
Number of Clients
361,213 clients
Average Client Portfolio
$384K average
Assets Under Management
$138.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum allowable advisory fee is 2.25% annually across platforms. Actual fees are negotiable and set by your financial professional based on account size, complexity, and specific program selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Basking Ridge, NJ

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2013
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Pai-Su is the President of American Financial Alliance, involved in qualified plan design, employee benefit programs, and insurance, dedicating about 10-20% of their time. Pai-Su is also an Investment Advisor Representative with CIRA, focusing on financial planning and asset management, dedicating nearly full-time hours.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
September 2022 - Present · 4 yrs 1 mo
Cambridge Investment Research, INC.
September 2022 - Present · 4 yrs 1 mo
Cambridge Investment Research, INC.Broker
September 2022 - Present · 4 yrs 1 mo
Previous Registrations
Hornor, Townsend & Kent, LLC
March 2014 - September 2022 · 8 yrs 6 mos
Hornor, Townsend & Kent, LLCBroker
December 2013 - September 2022 · 8 yrs 9 mos
Esi Financial Advisors
April 2003 - December 2013 · 10 yrs 8 mos
Equity Services, INC.Broker
February 2002 - December 2013 · 11 yrs 10 mos
MML Investors Services, INC.Broker
October 1998 - February 2002 · 3 yrs 4 mos
State Registrations11 states
CACTDEFLMEMIMNNJNYPASC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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