Gerald Biegler
Gerald Biegler is a ChFC-designated registered investment advisor at Sustainable Wealth Strategies, LLC, based in Colorado Springs, CO, with 21 years of industry experience. Gerald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.50% |
| $10M+ | 0.30% |
Fees are negotiable. SWS also recommends third-party advisors (GeoWealth and SmartHarvest) with different fee structures.
Fee Estimator
Location
5225 N. Academy Blvd., Ste 300, Colorado Springs, CO, 80918
Get directionsHistory
Regulatory History (7)
Regulatory
September 2022Regulatory
August 2006Customer Dispute
March 2003Regulatory
January 2001Employment Separation After Allegations
December 2000Judgment / Lien
April 1995Criminal
July 1972Other Business ActivitiesSells Insurance
Gerald works as an independent insurance agent in Colorado Springs, dedicating about 10-20% of his time to this activity. This activity is not investment-related.
Employment History
Current Registrations
Sustainable Wealth Strategies, LLC
Previous Registrations
Advisers Investment Management, INC.
Investors Capital CORP.Broker
Park Avenue Securities LLCBroker
Allmerica Investments, INC.Broker
New England SecuritiesBroker
Fahnestock & CO., INC.Broker
B.C. Christopher Securities CO.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.