Joseph Ringhoffer
Joseph Ringhoffer is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Mobile, AL, with 34 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
3600 Springhill Business Park, Suite 1000, Mobile, AL, 36608
Get directionsHistory
Regulatory History (2)
Customer Dispute
December 2020Employment Separation After Allegations
February 2006Other Business Activities
Joseph serves as an executor for a non-family member. He is also the President of Ringhoffer Family LLC, which holds family-owned land, and he dedicates minimal time to oversight and check writing.
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
Sterne Agee Asset Management, INC.
Sterne, Agee & Leach, INC.Broker
Wachovia Securities, LLCBroker
Wachovia Securities, LLC
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
Morgan Keegan & Company, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.