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Marcus Childers

Stifel, Nicolaus & Company, Incorporated
39 Years of Experience
Mobile, AL
1 DisclosureBroker
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Marcus Childers is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Mobile, AL, with 39 years of industry experience. Marcus is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3600 Springhill Business Park, Suite 1000, Mobile, AL, 36608

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2010
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Marcus is the president of Midway Plantation, Inc., a family farm involved in timber growth and harvest, and recreational activities. He manages the farm's activities, dedicating a few hours per week to it.

Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
August 2009 - Present · 17 yrs 2 mos
Stifel, Nicolaus & Company, Incorporated
August 2009 - Present · 17 yrs 2 mos
Previous Registrations
UBS Financial Services INC.Broker
August 2000 - August 2009 · 9 yrs
UBS Financial Services INC.
August 2000 - August 2009 · 9 yrs
J.C. Bradford & CO.Broker
March 1995 - August 2000 · 5 yrs 5 mos
Morgan Keegan & Company, INC.Broker
February 1987 - March 1995 · 8 yrs 1 mo
State Registrations19 states
ALAZCACOFLGAIAILLAMAMOMSNCNYSCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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