MC
MC

Marcus Childers

39 Years of Experience
Mobile, AL
1 DisclosureBroker

Marcus Childers is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Mobile, AL, with 39 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3365 advisors
Number of Clients
222,322 clients
Average Client Portfolio
$770K average
Assets Under Management
$171.2B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)

Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.

Loading...

Location

3600 Springhill Business Park, Suite 1000, Mobile, AL, 36608

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2010
Denied
Other Business Activities

Marcus is the president of Midway Plantation, Inc., a family farm involved in timber growth and harvest, and recreational activities. He manages the farm's activities, dedicating a few hours per week to it.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
August 2009 - Present · 16 yrs 9 mos
Stifel, Nicolaus & Company, IncorporatedBroker
August 2009 - Present · 16 yrs 9 mos
Previous Registrations
UBS Financial Services INC.
August 2000 - August 2009 · 9 yrs
UBS Financial Services INC.Broker
August 2000 - August 2009 · 9 yrs
J.C. Bradford & CO.Broker
March 1995 - August 2000 · 5 yrs 5 mos
Morgan Keegan & Company, INC.Broker
February 1987 - March 1995 · 8 yrs 1 mo
State Registrations19 states
ALAZCACOFLGAIAILLAMAMOMSNCNYSCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.