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Jonathan Roth
23 Years of Experience
Westbury, NY
Broker
Jonathan Roth is a registered investment advisor at Cetera Investment Advisers LLC, based in Westbury, NY, with 23 years of industry experience. Jonathan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
1400 Old Country Rd, Suite 408, Westbury, NY, 11590
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
February 2021 - Present · 5 yrs 5 mos
Cetera Investment Services LLCBroker
November 2020 - Present · 5 yrs 8 mos
Previous Registrations
North Ridge Securities CORP.Broker
February 2016 - August 2018 · 2 yrs 6 mos
American Portfolios Financial Services, INC.Broker
June 2015 - December 2015 · 6 mos
Northwestern Mutual Investment Services, LLCBroker
August 2011 - April 2015 · 3 yrs 8 mos
Blaylock Robert Van, LLCBroker
March 2011 - March 2011 · 0 mos
Blaylock Robert Van, LLCBroker
August 2010 - March 2011 · 7 mos
Seligman Advisors, INC.Broker
May 1994 - August 2005 · 11 yrs 3 mos
State Registrations6 states
FLNJNYPATNTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.