Steven Flacco is a registered investment advisor at Morgan Stanley, based in Boca Raton, FL, with 39 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
4855 Technology Way, Suite 600, Boca Raton, FL, 33431
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Regulatory History (7)
Customer Dispute
November 2010Customer Dispute
May 2009Customer Dispute
March 2009Customer Dispute
April 2001Customer Dispute
April 2001Customer Dispute
December 1997Customer Dispute
January 1988Other Business Activities
Steven owns rental real estate property in Jenkintown, Pennsylvania since 2021. This activity is investment-related and inherited.
Employment History
Current Registrations
Morgan StanleyBroker
Morgan Stanley
Previous Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Drexel Burnham Lambert IncorporatedBroker
State Registrations29 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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