Peter Coleman is a registered investment advisor at LPL Financial LLC, based in Darien, CT, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Darien, CT
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Regulatory History (1)
Customer Dispute
June 1991Other Business Activities
Peter is an adjunct professor at College for Financial Planning/Kaplan University and The American College, teaching financial planning. He also works as a sports coach, author, private tutor, FINRA arbitrator, and sailing coach, dedicating minimal time to each activity.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Infinex Investments, INC.
Infinex Investments, INC.Broker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Charter One Securities, INC.Broker
H.D. Vest Investment ServicesBroker
Morgan Stanley Dw INC.Broker
Constitution Capital CORP.Broker
Oppenheimer & CO., INC.Broker
Gilford Securities IncorporatedBroker
Oppenheimer & CO., INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Prudential-Bache Securities INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.