DP
DP
Daniel Palmer
40 Years of Experience
Orem, UT
3 DisclosuresBrokerSells Insurance
Daniel Palmer is a registered investment advisor at Cetera Investment Advisers LLC, based in Orem, UT, with 40 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
305 W 800 N, Orem, UT, 84057
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Regulatory History (3)
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Customer Dispute
July 2021Settled
Customer Dispute
March 2003Closed-No Action
Employment Separation After Allegations
February 1992Other Business ActivitiesSells Insurance
Daniel is a registered representative at Utah Community Credit Union, providing financial services. He also sells fixed insurance products, including life and annuities, and is a co-owner of Peak GC Three LLC, a holding company.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
October 2008 - Present · 17 yrs 7 mos
Previous Registrations
Cetera Advisor Networks LLC
September 2010 - June 2023 · 12 yrs 9 mos
Contango Capital Advisors, INC.
January 2007 - September 2008 · 1 yr 8 mos
Zions Direct, INC.
June 1999 - December 2006 · 7 yrs 6 mos
Zions Direct, INC.Broker
May 1999 - September 2008 · 9 yrs 4 mos
Securities America, INC.Broker
March 1992 - April 1999 · 7 yrs 1 mo
Lehman Brothers INC.Broker
May 1988 - February 1992 · 3 yrs 9 mos
E. F. Hutton & Company INCBroker
February 1988 - May 1988 · 3 mos
Fpi Securities, INC.Broker
August 1985 - March 1988 · 2 yrs 7 mos
State Registrations9 states
AZCOIDINNMUTWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.