MW
MW

Mark Weston

40 Years of Experience
Windemere, FL
Broker

Mark Weston is a registered investment advisor at Morgan Stanley, based in Windemere, FL, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

Windemere, FL

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Mark is a partner at M&GW FL LLC, an investment/finance/banking business in Windermere, Florida, since 2020. He dedicates minimal time to administrative tasks for this business.

Employment History
Current Registrations
Morgan Stanley
July 2020 - Present · 5 yrs 10 mos
Morgan Stanley
July 2020 - Present · 5 yrs 10 mos
Morgan StanleyBroker
July 2020 - Present · 5 yrs 10 mos
Previous Registrations
UBS Financial Services INC.
November 2008 - July 2020 · 11 yrs 8 mos
UBS Financial Services INC.Broker
November 2008 - July 2020 · 11 yrs 8 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - November 2008 · 1 yr 7 mos
Morgan Stanley & CO. Incorporated
April 2007 - November 2008 · 1 yr 7 mos
Morgan Stanley
December 2001 - April 2007 · 5 yrs 4 mos
Painewebber IncorporatedBroker
October 1988 - October 1988 · 0 mos
Morgan Stanley Dw INC.Broker
September 1985 - April 2007 · 21 yrs 7 mos
State Registrations39 states
ALAZCACOCTDCFLGAHIIDILINKYLAMAMDMEMIMNMOMSNCNHNJNVNYOHOKORPASCTNTXUTVAWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.