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Edward Sui
41 Years of Experience
Detriot, MI
2 DisclosuresBroker
Edward Sui is a registered investment advisor at UBS Financial Services INC., based in Detriot, MI, with 41 years of industry experience. Edward is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location
1217 Woodward Avenue, 32nd Floor, Detriot, MI, 48226
Get directionsHistory
Regulatory History (2)
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Customer Dispute
February 2017Denied
Customer Dispute
July 2005Settled
Employment History
Current Registrations
UBS Financial Services INC.Broker
September 2002 - Present · 24 yrs 1 mo
UBS Financial Services INC.
September 2002 - Present · 24 yrs 1 mo
Previous Registrations
Merrill Lynch Pierce Fenner & Smith INC.
February 1993 - October 2002 · 9 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1988 - October 2002 · 14 yrs 5 mos
Dean Witter Reynolds INC.Broker
September 1985 - June 1988 · 2 yrs 9 mos
State Registrations34 states
AKAZCACOCTFLGAHIILINKSKYMAMDMEMIMNMOMSNCNJNMNVNYOHORPARISCTNTXVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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