William Fraser is a registered investment advisor at Morgan Stanley, based in Walnut Creek, CA, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1333 North California Boulevard, Suite 133, Walnut Creek, CA, 94596
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
January 2009 - June 2009 · 5 mos
Morgan Stanley & CO. Incorporated
January 2009 - June 2009 · 5 mos
UBS Financial Services INC.
May 2000 - January 2009 · 8 yrs 8 mos
UBS Financial Services INC.Broker
May 2000 - January 2009 · 8 yrs 8 mos
Salomon Smith Barney INC.Broker
November 1997 - May 2000 · 2 yrs 6 mos
Salomon Brothers INC.Broker
September 1985 - September 1998 · 13 yrs
State Registrations40 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.