AK
AK

Alan Robert Konn

40 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
11 advisors
Number of Clients
318 clients
Average Client Portfolio
$760K average
Assets Under Management
$241.7M

Fee Structure

Minimum Investment:$100K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $2.0M1.75%
$2.0M - $3.0M1.50%
$3.0M - $4.0M1.25%
$4M+1.00%

UIM may negotiate its fee at its sole discretion and under special circumstances. UIM may exclude certain investments from the calculation of assets under management.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

5202 Old Orchard Road, Suite 250, Skokie, IL, 60077

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Alan is a managing member with 38.9% ownership of ARK Investors Fund LLC, which owns 16% of Price Asset Management LLC. He is also a member of Hamlet's House LLC, a company focused on children's content, and a member of MERE0 4 HOLDINGS, an aircraft supply and maintenance company, and an advisor for Uhlmann Investment Management LLC, spending a few hours per week on this.

Employment History
Current Registrations
Uhlmann Investment Management, L.L.C.
February 2009 - Present · 17 yrs
Uhlmann Price Securities, LLCBroker
April 2003 - Present · 22 yrs 10 mos
Previous Registrations
Alternative Investment Services, LLCBroker
March 2007 - October 2017 · 10 yrs 7 mos
William Blair & Company L.L.C.Broker
September 1985 - May 2003 · 17 yrs 8 mos
State Registrations43 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.