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Michael Dunne

Uhlmann Investment Management, L.L.C.
37 Years of Experience
Skokie, IL
1 DisclosureBroker
View SEC Summary
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Michael Dunne is a registered investment advisor at Uhlmann Investment Management, L.L.C., based in Skokie, IL, with 37 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Real Estate Investing, and 1 more. Their firm serves 456 clients with $270M in assets under management.

Uhlmann Investment Management, L.L.C.
Compensation
Fee-Only (% of Portfolio)
Firm Size
14 advisors
Number of Clients
456 clients
Average Client Portfolio
$599K average
Assets Under Management
$273.2M

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $2.0M1.75%
$2.0M - $3.0M1.50%
$3.0M - $4.0M1.25%
$4M+1.00%

Fees may be negotiated at the firm's sole discretion under special circumstances.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5202 Old Orchard Road, Suite 250, Skokie, IL, 60077

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2017
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Michael is affiliated with Uhlmann Investment Management LLC, which is investment-related and owned by UP Securities to serve their advisory clients.

Employment History
Current Registrations
Uhlmann Investment Management, L.L.C.
March 2022 - Present · 4 yrs 7 mos
Uhlmann Price Securities, LLCBroker
January 2021 - Present · 5 yrs 9 mos
Previous Registrations
Avellino Financial Advisors, INC.
July 2013 - December 2021 · 8 yrs 5 mos
Forest Securities,inc.Broker
March 2012 - March 2020 · 8 yrs
Birkelbach Investment Securities, INC.Broker
January 2012 - April 2012 · 3 mos
Southwest Securities, INC.Broker
May 2008 - December 2011 · 3 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2006 - April 2008 · 1 yr 6 mos
Tradition Asiel Securities INC.Broker
December 2004 - February 2005 · 2 mos
Preferredtrade, INC.Broker
December 2002 - October 2004 · 1 yr 10 mos
Knight Securities, L.P.Broker
January 2001 - October 2002 · 1 yr 9 mos
Mesirow Financial, INC.Broker
June 1987 - December 2000 · 13 yrs 6 mos
State Registrations1 state
IL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Michael Dunne - Financial Advisor | TrueAdvisor