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CFP
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CFP

Timothy Smith

Aurora Private Wealth, INC.
39 Years of Experience
Sarasota, FL
1 DisclosureBrokerSells Insurance
View SEC Summary
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Timothy Smith is a CFP-designated registered investment advisor at Aurora Private Wealth, INC., based in Sarasota, FL, with 39 years of industry experience. Timothy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 1,508 clients with $370M in assets under management.

Aurora Private Wealth, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
20 advisors
Number of Clients
1,508 clients
Average Client Portfolio
$248K average
Assets Under Management
$374.0M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.95%

Fees generally range from 0.25% to 2.95% per annum depending on client circumstances, assets under management, and other factors. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1680 Fruitville Road, Suite 302, Sarasota, FL, 34236

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
January 2020
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Timothy is involved in several outside business activities, including singing, theatrical productions, managing a foundation, and authoring books. He also serves as President for Comprehensive Capital Management, Inc., Aurora Insurance Services (selling insurance), and Aurora Private Wealth, INC., and is involved in ventures related to software and theatrical productions.

Employment History
Current Registrations
Aurora Private Wealth, INC.
October 2015 - Present · 11 yrs
Apw Capital, INC.
February 1998 - Present · 28 yrs 8 mos
Apw Capital, INC.Broker
February 1998 - Present · 28 yrs 8 mos
Previous Registrations
Comprehensive Capital Management, INC.
February 2005 - February 2021 · 16 yrs
First Advisors Financial Group, LLC
February 2005 - December 2006 · 1 yr 10 mos
Comprehensive Asset Management and Servicing, INC.
September 1998 - August 2004 · 5 yrs 11 mos
MML Investors Services, INC.Broker
January 1988 - April 1990 · 2 yrs 3 mos
Massachusetts Mutual Life Insurance CompanyBroker
June 1987 - January 1988 · 7 mos
Summit Equities, INC.Broker
November 1985 - June 1996 · 10 yrs 7 mos
State Registrations23 states
ARCACTDCFLGAHIIAINMAMDMNNCNHNJNMNYOHORPARITXVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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