Dirk Rabenold
Dirk Rabenold is a CFP-designated registered investment advisor at Rabenold Advisors, INC., based in Williamsville, NY, with 40 years of industry experience. Dirk operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 82 clients with $36M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2.0M - $5.0M | 0.75% |
| $5M+ | 0.50% |
Fees may be negotiable under certain circumstances.
Fee Estimator
Location
5930 Main Street Suite 400, Williamsville, NY, 14221
Get directionsHistory
Regulatory History (2)
Customer Dispute
August 2022Customer Dispute
November 1999Other Business ActivitiesSells Insurance
Dirk is involved in several business activities, including serving as a committeeman for the Amherst Republican Committee, an agent for NY Long Term Care Brokers, and owner of Rabenold Wealth Management Inc. He also sells fixed annuities, life, health, and long-term care insurance, and serves as an Investment Adviser Representative for Rabenold Advisors, Inc. and Maximum Equities, Inc.
Employment History
Current Registrations
Rabenold Advisors, INC.
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Rabenold Advisors, INC.
Next Financial Group, INC.
Next Financial Group, INC.Broker
Janney Montgomery Scott LLC
Janney Montgomery Scott LLCBroker
Prudential Securities IncorporatedBroker
Smith Barney INC.Broker
Lehman Brothers INC.Broker
Prudential-Bache Securities INC.Broker
American Heritage Securities CorporationBroker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.