DA
DA

Douglas Anderson

40 Years of Experience
Holladay, UT
1 DisclosureBroker

Douglas Anderson is a registered investment advisor at Morgan Stanley, based in Holladay, UT, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

6510 South Millrock Drive, Suite 100, Holladay, UT, 84121

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2002
Denied
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
March 2009 - June 2009 · 3 mos
Morgan Stanley & CO. Incorporated
March 2009 - June 2009 · 3 mos
UBS Financial Services INC.
August 2006 - April 2009 · 2 yrs 8 mos
UBS Financial Services INC.Broker
August 2006 - April 2009 · 2 yrs 8 mos
Piper Jaffray & CO.
October 1999 - August 2006 · 6 yrs 10 mos
Piper Jaffray & CO.Broker
September 1999 - August 2006 · 6 yrs 11 mos
Prudential Securities IncorporatedBroker
October 1993 - September 1999 · 5 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1985 - October 1993 · 8 yrs 1 mo
State Registrations40 states
AKALAZCACOCTDCFLGAHIIDILKSKYLAMAMDMIMNMTNCNENHNMNVNYOHOKORPARISCTNTXUTVAVTWAWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.