Richard Eller
Richard Eller is a registered investment advisor at Spire Wealth Management, LLC, based in Norwalk, CT, with 28 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 6,379 clients with $4.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Fees generally range from 0.02% to 2.25% of assets under management. Individual advisors set specific fee schedules and retain discretion to negotiate alternative fees.
Fee Estimator
Location
162 East Avenue, Suite 2 B, Norwalk, CT, 06851
Get directionsHistory
Regulatory History (2)
Customer Dispute
May 2014Judgment / Lien
February 2010Other Business ActivitiesSells Insurance
Richard is an IAR of Spire Wealth Management, which includes Blueprint 401k services, and is also involved in insurance sales. He is an educator and teacher for AFEA, presenting workshops and answering questions for a few hours per week without compensation.
Employment History
Current Registrations
Spire Wealth Management, LLC
Previous Registrations
Securities America Advisors, INC.
Brookstreet Capital Management
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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